Investment Services Act (Cap. 370)
Investment Services Act (Cap. 370), article 19
19. (1) In this article the Finan cial Services Tribunal means
the Tribunal established under article 21 of the Malta Financial
Services Authority Act .
(2) Subject to the provisions of this article, an appeal shall l ie
to the Tribunal with respect to:
(a) any notice in terms of article 3(3);
64 CAP. 370.] INVESTMENT SERVICES
(b) any failure to inform an applicant within the terms of
article 6(6);
(c) any administrative penalty imposed under article 16A;
(d) any refusal, variation, cancellation or suspension of a
licence under article 8(3);
(e) any notice issued or any order made in terms of
articles 10, 10A and 10C;
(f) any decision concerning an a dvertisement under article
11;
(g) any punishment or penalty imposed under article
12(5);
(h) any directive given under article 15; or
(i) any measure taken in terms of article 15A(1), (2) and (4);
(j) any measure taken in terms of paragraphs (a) to (l) of
article 16AA(1).
Cap. 330. (3) The provisions of article 21 of the Malta Financial Services
Authority Act shall apply mutatis mutandis to appeals that may be
brought before the Tribun al under this article.
Cap. 330.
(4) In pursuance of the UCITS Directive , the Tribunal referred to
in this article shall also have the competence to hear appeals by
European management companie s, exercising a freedom of
establishment or a freedom to provide services in Malta, from
decisions of the competent author ity to take measures for breac hes
incurred by European managemen t companies and the phrases
"aggrieved person" and "appe llant" in article 21 of the Malta
Financial Services Authority Act shall include European
management companies.
Unenforceability
of certain
agreements.
Text read from the consolidated PDF published by Legislation Malta. Tables, figures and marginal notes may be incomplete or out of place: the official PDF is authoritative. General information, not legal, tax or accounting advice.