Investment Services Act (Cap. 370)
Investment Services Act (Cap. 370), article 5
5. An application for a licence sh all be made in the form and
manner required by the competent authority and shall furthermor e -
(a) contain or be accompanie d by such information and
particulars, in addition to those required by this article,
as the competent author ity may requir e or as may be
prescribed;
(b) be verified in the manner and to the extent required by
the competent authority, or as may be prescribed;
(c) c o n t a i n t h e a d d r e s s i n M a l t a f o r s e r v i c e o n t h e
applicant of any notice or other document required or
authorised to be served on him by or under this Act;
INVESTMENT SERVICES [CAP. 370. 15
(d) in the case of an investment services licence, be
accompanied by a programme o f operations setting out
such matters as may be required to be set out by the
competent authority from time to time;
(e) in the case of a collective investment scheme licence,
specify the nature of the col lective investment scheme
concerned; and
(f) be accompanied by such fee as may be prescribed in
respect of the licence applied for.
Power of
competent
authority to refuse
or grant licence.
Amended by:
XVII. 2002.139;
IV . 2003.174;
XX. 2007.62;
XIX. 2010.52;
XX. 2013.36;
XXXI. 2017.47;
LXXII.2021.7.
Text read from the consolidated PDF published by Legislation Malta. Tables, figures and marginal notes may be incomplete or out of place: the official PDF is authoritative. General information, not legal, tax or accounting advice.