Investment Services Act (Cap. 370)

Investment Services Act (Cap. 370), article 5

Official PDF on legislation.mt

5. An application for a licence sh all be made in the form and manner required by the competent authority and shall furthermor e - (a) contain or be accompanie d by such information and particulars, in addition to those required by this article, as the competent author ity may requir e or as may be prescribed; (b) be verified in the manner and to the extent required by the competent authority, or as may be prescribed; (c) c o n t a i n t h e a d d r e s s i n M a l t a f o r s e r v i c e o n t h e applicant of any notice or other document required or authorised to be served on him by or under this Act; INVESTMENT SERVICES [CAP. 370. 15 (d) in the case of an investment services licence, be accompanied by a programme o f operations setting out such matters as may be required to be set out by the competent authority from time to time; (e) in the case of a collective investment scheme licence, specify the nature of the col lective investment scheme concerned; and (f) be accompanied by such fee as may be prescribed in respect of the licence applied for. Power of competent authority to refuse or grant licence. Amended by: XVII. 2002.139; IV . 2003.174; XX. 2007.62; XIX. 2010.52; XX. 2013.36; XXXI. 2017.47; LXXII.2021.7.

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Text read from the consolidated PDF published by Legislation Malta. Tables, figures and marginal notes may be incomplete or out of place: the official PDF is authoritative. General information, not legal, tax or accounting advice.