Investment Services Act (Cap. 370)
Investment Services Act (Cap. 370), article 17E
17E. (1) The competent authority shall cooperate with ESMA
for the purposes of the AIFM Directive , the MIFID , the MiFIR and
the UCITS Directive in accordance with Regulation (EU) No 1095/
2010 .
(2) In the case of a disagreement between the competent
authority and a Europ ean regulatory authority on an assessment,
INVESTMENT SERVICES [CAP. 370. 61
action or omission pertaining to either authority, in areas whe re the
AIFM Directive requires cooperation or coordination between
authorities from more than one Member State, the competent
authority may refer the matter to ESMA.
(3) The competent authority shall, without delay, provide ESMA
with all information necessary to carry out its duties under th e AIFM
Directive , the MIFID , the MiFIR and the UCITS Directive in
accordance with Article 35 of Regulation (EU) No 1095/2010 .
Added by:
XX. 2007.72.
CO-OPERATION WITH OVERSEAS REGULATORY AUTHORITIES
AND OTHER BODIES
Co-operation with
overseas regulatory
authorities.
Added by:
XX. 2007.72.
Re-numbered by:
XX. 2013.48.
Amended by:
XXXI. 2017.60;
V .2020.15;
LXXII.2021.23.
Text read from the consolidated PDF published by Legislation Malta. Tables, figures and marginal notes may be incomplete or out of place: the official PDF is authoritative. General information, not legal, tax or accounting advice.